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16

Compliance Legal Analyst Jobs in Connecticut

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Company
**********
Location
Bridgeport, CT
Posted Date
Dec 03, 2020
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... will have 2-5 years..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Feb 21, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities The Senior..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New York, ... report to a Quality Assurance Compliance Manager in our Chicago Office ... candidate will have some..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Mar 19, 2022
Info Source
Employer  - Full-Time  90  

Job Information Humana Senior Compliance Professional- REMOTE (Anywhere in the ... Bridgeport Connecticut Description The Senior Compliance Professional ensures compliance with contractual, statutory, and governmental ... and governmental requirements. The..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
**********
Location
Hartford, CT
Posted Date
Feb 28, 2022
Info Source
Recruiter  - Full-Time  90 

Salary: Compliance Officer opportunity, reporting to the ... include other investment management regulatory compliance duties, i.e., review and provide ... company. Prior Investment Management/ Adviser Compliance experience is preferred (with..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... & Analytics to ensure continued compliance through innovative product offerings and ... and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... will have 5 years..

 
Company
**********
Location
New London, CT
Posted Date
Mar 31, 2021
Info Source
Employer  - Full-Time  90  

... plan and organize overall regulatory compliance and readiness (e.g. CMS, DPH, ... as they relate to regulatory compliance. Works as an internal consultant ... improve process efficiencies, assess regulatory..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who is familiar with U.S. ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..

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