Banking Compliance Jobs in Connecticut

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

... building from current risk and compliance models to get ready for ... advisor to clients especially within banking, capital markets, insurance, Life Sciences, ... know youll stay ahead of..

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport ... in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..