Bank Regulatory Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory..

... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..

... for a motivated and talented compliance officer who is familiar with securities ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at..

... building from current risk and compliance models to get ready for ... know youll stay ahead of compliance issues. The work: Assess risk ... years working in risk and..

Salary: Compliance Officer opportunity, reporting to the CCO, ... can include other investment management regulatory compliance duties, i.e., review and provide ... review and provide updates on regulatory and SEC..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..