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7

Bank Oversight Compliance Officer Jobs in Ohio

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Job info
 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Cincinnati, OH
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

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