THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Birmingham McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. The firm is seeking a corporate associate ..
... including activity, analysis, reporting and compliance with university, state and federal ... departments issues and concerns. *Manage bank interaction, including account establishment, required ... account establishment, required investment activities,..
... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..
... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..
