Associate Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

Salary: Compliance Officer opportunity, reporting to the CCO, ... include other investment management regulatory compliance duties, i.e., review and provide ... company. Prior Investment Management/ Adviser Compliance experience is preferred..

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..