THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..
... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..
... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to: Provide compliance coverage for..
... execution prices, risk and portfolio management tools, research facilities and investment ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..
Salary: Compliance Officer opportunity, reporting to the CCO, ... the CCO, with a well-regarded Investment/Asset Management organization. This role will focus ... on Contract drafting/revising/negotiating of Investment Management agreements and..
