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25

Asset Management Compliance Jobs in United Kingdom





Job info
 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Sep 28, 2019
Info Source
Employer  - Full-Time  90  

107942BR Job Title: Compliance Controls Specialist No. of Positions: ... Description: Reporting to the Manager Compliance Controls & MI, the Specialist ... a member of the T&S Compliance & MI..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Sep 28, 2019
Info Source
Employer  - Full-Time  90  

108871BR Job Title: Compliance Risk Oversight & Assurance Team ... Accountabilities: Reporting to the Manager Compliance Risk Oversight & Assurance, the ... & Assurance, the Team Lead Compliance Risk Oversight..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Oct 25, 2022
Info Source
Employer  - Full-Time  90  

141436BR Job Title: Compliance Controls Manager No. of Positions: ... the design and implementation of compliance controls. What’s the role? As ... What’s the role? As a Compliance Controls Manager,..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Mar 05, 2023
Info Source
Employer  - Full-Time  90  

... both finance and business unit management tailored to audience at various ... function regarding SOx internal controls compliance and impact of the SOx ... the Aon UK Limited Risk..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

... Aon Investments Ltd Risk & Compliance Committee, the Aon Securities Ltd ... (incl. regarding any required statutory compliance and Board governance disclosures), arranging ... Company Secretarial Assistant with their..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Aug 01, 2020
Info Source
Employer  - Full-Time  90  

... managing the provision of subsidiary management services for a portfolio of ... be advising on Shell subsidiary management best practice whilst ensuring compliance with changing statutory, regulatory and .....

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Sep 23, 2021
Info Source
Employer  - Full-Time  90  

2492411 - Compliance Manager - Retirement (London / ... have an opening for a Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and arrangements..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Nov 26, 2021
Info Source
Employer  - Full-Time  90  

... you fit in The Trade Compliance environment is dynamic, increasingly complex, ... a Shell-wide network of trade compliance professionals, focused on implementing a ... assurance and support for Trade..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Jun 27, 2022
Info Source
Employer  - Full-Time  90  

... Reporting to the Head of Compliance Strategy & Delivery, the Manager ... Strategy & Delivery, the Manager Compliance Delivery is a senior member ... within Trading & Supply (T&S)..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Aug 13, 2020
Info Source
Employer  - Full-Time  90  

143949BR Job Title: Compliance Framework Manager No. of Positions: ... Reporting to the Head of Compliance Framework & Oversight, the Compliance Framework Manager is a member ... of Trading &..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
May 06, 2023
Info Source
Employer  - Full-Time  90  

... an Investment Risk & Operational Compliance Manager Are you in search ... an Investment Risk & Operational Compliance Manager to join the UK/EMEA ... a Registered Investment Advisor providing..

 
Company
**********
Location
Chelmsford, ESSEX, United Kingdom
Posted Date
May 05, 2022
Info Source
Employer  - Full-Time  90  

... primarily be responsible for day-to-day management of a portfolio of established ... client experience whilst maintaining regulatory compliance Analysis of data and the ... duties as requested by business..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Jun 27, 2022
Info Source
Employer  - Full-Time  90  

... Reporting to the Head of Compliance Strategy and Delivery, the Senior ... and Delivery, the Senior Specialist Compliance Delivery is a member of ... within Trading & Supply (T&S)..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Nov 02, 2021
Info Source
Employer  - Part-Time    90  

2497039 - Compliance Assurance Manager (Virtual-Remote, UK) We’re ... hiring! The UK Risk and Compliance function supports our colleagues in ... and competitive advantage by integrating compliance, financial crime and..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Jan 30, 2022
Info Source
Recruiter  - Full-Time  90  

Preeminent global asset manager seeks a Compliance Analyst to advise on investment ... incumbent will assist the Senior Compliance Manager in providing consultative support ... with at least three years'..

 
Company
**********
Location
Farnborough, UNITEDKINGDOM(GENERAL), United Kingdom
Posted Date
Sep 23, 2021
Info Source
Employer  - Full-Time  90  

2492402 - Senior Compliance Manager - Investments (Farnborough / ... have an opening for a Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
May 27, 2023
Info Source
Employer  - Full-Time  90  

... you fit in The Trade Compliance (sanctions, import and export) environment ... Digital & Technology (IDT) Trade Compliance Subject Matter Expert (SME), you ... part of the IDT Trade..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Sep 24, 2022
Info Source
Employer  - Full-Time  90  

... you fit in? The Trade Compliance (sanctions, import and export) environment ... a Shell-wide network of trade compliance professionals across Shell, focused on ... reports to the Shell Trade..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Dec 02, 2021
Info Source
Employer  - Full-Time  90  

... be responsible for leading all compliance activity and providing strategic direction ... services as the need arisesEnsure compliance with local laws and regulations, ... building relationships with local regulatorsLead..

 
Company
**********
Location
Farnborough, UNITEDKINGDOM(GENERAL), United Kingdom
Posted Date
Jan 14, 2022
Info Source
Employer  - Full-Time  90  

2499524 - Assistant Compliance Manager (London / Farnborough, UK) ... an opening for an Assistant Compliance Manager to assist with the ... the delivery of the ongoing compliance programme and..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Nov 19, 2021
Info Source
Employer  - Full-Time  90  

Deputy Chief Compliance OfficerAs part of an innovative ... Leadership Team to drive the compliance agenda across the business.You will ... be responsible for leading all compliance activity and providing..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Mar 13, 2023
Info Source
Employer  - Full-Time  90  

... currently recruiting a Risk & Compliance Business Partner to join our ... London office. The Risk & Compliance Business Partner will be primarily ... with the wider Enterprise Risk..

 
Company
**********
Location
London, LONDON, United Kingdom
Posted Date
Jun 27, 2022
Info Source
Employer  - Full-Time  90  

... Reporting to the Head of Compliance Strategy and Delivery, the Specialist ... Strategy and Delivery, the Specialist Compliance Delivery is a member of ... within Trading & Supply (T&S)..

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