Company name
Interactive Brokers Group, Inc.
Location
Chicago, IL, United States
Employment Type
Full-Time
Industry
Entry Level, Compliance
Posted on
Mar 14, 2022
Profile
Position
Interactive Brokers is looking to hire a Compliance Analyst in our office in Chicago, IL. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Responsibilities
Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy
Advising management by collecting, analyzing, and summarizing data and trends.
Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met
Contribute to streamlining current processes and identifying areas for improvement
Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD
Qualifications
The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or similar organization. Alternatively, experience in internal audit, legal, accounting or other control function of a financial services firm or regulator would be beneficial. In the absence of direct industry experience, we will also consider applicants with excellent Bachelor’s-level educational credentials who have some background in law, accounting, data analytics or similar areas with strong analytical and quantitative skills. In order to thrive and succeed in a remote work environment candidates must be focused, adaptable, collaborative and have strong time management skills.
Preferred qualifications:
High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems.
Excellent oral and written communication skills
Detail-oriented with outstanding organizational and project management skills
Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
Capital Markets
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan (401k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
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Company Overview
Interactive Brokers (IBKR), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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For more information, please visit www.ibkr.com/info
North America Agency recruiters interested in working with us can apply HERE.
Company info
Interactive Brokers Group, Inc.
Website : https://www.interactivebrokers.com